RAD PARTNERS, LLC is a boutique firm that offers executive management, operations, compliance, regulatory, and technology consulting to financial services firms.

The firm is able to combine its extensive business and legal experience in the financial services industry, with a specific concentration in technology and broker dealer companies, to provide a wide range of customized solutions to financial services firms. The firm has a lengthy background in the formation of broker dealers, the negotiation and implementation of prime brokerage and clearing agreements/relationships and the implementation of new technologies for both compliance and execution services. The firm is able to provide assistance in routine regulatory inquiries and examinations and full litigation support, for cause examinations or enforcement investigations.

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